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At a Glance
As of 06/30/17

Total ReturnRemove

Capital Small-CapRemove

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Style

Value

Value

Market Cap

Small-Cap

Small-Cap

Volatility

Low

Average

Status

Open to new investors
Invest With Us

Open to new investors
Invest With Us

Why invest?

  • Small-cap value fund (generally market caps up to $3 billion) that invests primarily in dividend-paying companies with high returns on invested capital and strong fundamentals
  • Focuses on quality businesses with the ability to generate excess cash flow and attractive prospects that are selling at prices Royce believes do not fully reflect these attributes
  • Has a long-term history of low volatility and better risk-adjusted returns than its benchmark, the Russell 2000 Index
  • Small-cap value fund (generally market caps up to $3 billion) that focuses on companies with above-average profitability and low leverage that are selling at attractive valuations due to what Royce believes are temporary factors
  • Pursues opportunities when expectations are low and focuses on industries where Royce sees the greatest number of compelling bargains
  • Outperformed its benchmark, the Russell 2000 Index, in 79% of all monthly rolling 10-year periods for the 20 years ended 6/30/17

Inception Date

12/15/93
12/27/96

Portfolio Managers

Jay Kaplan, Chuck Royce

Jay Kaplan

Portfolio Diagnostics As of 06/30/17

 

Total Return

Capital Small-Cap

Total Net Assets

2.61B

449.7M

Holdings

286

76

Average Market Cap

2.12B

1.10B

Active Share

90%

97%

2016
Portfolio Turnover

16%

78%

Weighted Average P/E,

18.9x

16.5x

Weighted Average P/B

2.1x

1.9x

Weighted Average P/S

-

-

Composition As of 06/30/17

 

Total Return

Capital Small-Cap

Morningstar Style Map

The Morningstar Style Map is the Morningstar Style Box™ with the center 75% of fund holdings plotted as the Morningstar Ownership Zone™. The Morningstar Style Box is designed to reveal a fund's investment strategy. The Morningstar Ownership Zone provides detail about a portfolio's investment style by showing the range of stock sizes and styles. The Ownership Zone is derived by plotting each stock in the portfolio within the proprietary Morningstar Style Box. The shaded area represents the center 75% of the Fund's assets while the plot point in the middle represents the weighted average of its holdings. Over time, the shape and location of a fund's ownership zone may vary.

Geographic Breakdown

Sector Breakdowns

Total Return

Capital Small-Cap

Financials

27.6

19.4

Industrials

25.3

21.6

Materials

13.7

-

Consumer Discretionary

9.9

14.9

Information Technology

6.0

18.6

Health Care

4.9

2.4

Consumer Staples

3.1

1.8

Energy

3.0

1.7

Utilities

2.3

1.0

Telecommunication Services

1.0

-

Real Estate

0.3

2.0

Bonds & Preferreds

0.2

-

Cash and Cash Equivalents

2.7

16.5

Portfolio Overlap

Total Return

Capital Small-Cap

Total Return

-

23%

Capital Small-Cap

23%

-

Greatest Portfolio Overlap - U.S. Equity Funds

Pennsylvania MutualDividend ValueCapital Small-Cap Small-Cap ValueSmall-Cap LeadersTotal Return

Least Portfolio Overlap - U.S. Equity Funds

Micro-Cap OpportunitySpecial Equity Multi-CapOpportunity Micro-Cap OpportunitySmaller-Companies GrowthSmall/Mid-Cap Premier

Risk As of 06/30/17

 

Total Return

Capital Small-Cap

Five-Year Up/Down Capture Ratio

80   54

58   41

Beta

N/A

N/A

Standard Deviation

12.92

14.69

Sharpe Ratio

0.48

0.13

Volatility

Performance As of 06/30/17

Cumulative Returns

Cumulative Performance since fund start date of to quarter-end 06/30/17

Average Annual Total Returns (%) , Annual Operating
Expenses (%)
FUND NAME TICKER QTR YTD 1 YR 3 YR 5 YR 10 YR SINCE
INCEPT.
DATE GROSS NET
Total Return RYTRX 0.54 2.78 19.09 5.80 12.15 6.24 10.82 12/15/93 1.21 1.21
Russell 2000 Index - 2.46 4.99 24.60 7.36 13.70 6.92 - - - -
Capital Small-Cap RCPFX -2.77 -4.16 12.59 1.17 8.76 4.98 10.47 12/27/96 1.09 1.09
Russell 2000 Index - 2.46 4.99 24.60 7.36 13.70 6.92 - - - -
Average Annual Total Returns (%) , Annual Operating
Expenses (%)
FUND NAME TICKER AUG YTD 1 YR 3 YR 5 YR 10 YR SINCE
INCEPT.
DATE GROSS NET
Total Return RYTRX -1.84 1.68 11.32 5.79 11.22 6.56 10.69 12/15/93 1.21 1.21
Russell 2000 Index - -1.27 4.42 14.91 7.67 13.15 7.38 - - - -
Capital Small-Cap RCPFX -1.64 -7.25 2.91 0.45 7.29 5.39 10.20 12/27/96 1.09 1.09
Russell 2000 Index - -1.27 4.42 14.91 7.67 13.15 7.38 - - - -
Average Annual Total Returns (%) , Annual Operating
Expenses (%)
FUND NAME TICKER SEP QTD 1 YR 3 YR 5 YR 10 YR SINCE
INCEPT.
DATE GROSS NET
Total Return RYTRX 4.60 3.48 16.23 8.51 11.26 6.84 10.87 12/15/93 1.21 1.21
Russell 2000 Index - 3.32 2.76 16.41 10.25 12.69 7.45 - - - -
Capital Small-Cap RCPFX 4.87 1.49 8.87 3.09 7.62 5.79 10.43 12/27/96 1.09 1.09
Russell 2000 Index - 3.32 2.76 16.41 10.25 12.69 7.45 - - - -

Important Disclosure Information for Open-End Funds and Annuity Portfolios

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